Secure Compliance Ltd

Beamont Close 26
LE17 4GE Lutterworth, United Kingdom
phone
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Secure Compliance Ltd Company Information

General information

Compliance support, T&C supervision, audit services and regulatory returns
Client proposition, advice processes, standard documents and tools; in line with the findings of the various thematic reviews published by the FSA over the last couple years
Investment processes and risk profiling, in line with the most recent guidance from the FSA (Assessing suitability: Establishing the risk a customer is willing and able to take and making a suitable investment selection)
RDR/MMR preparation
Past business reviews
Acting as Locum
Access to a leading knowledge and competency system (used by Sesame and Openwork), ordinarily only available to larger firms, via our exclusive deal

Beamont Close 26 Lutterworth

Opening hours
Monday:
09:00 - 17:00
Tuesday:
09:00 - 17:00
Wednesday:
09:00 - 17:00
Thursday:
09:00 - 17:00
Friday:
09:00 - 17:00
Phone number
+443335000555
Linki
Keywords
business management consultant

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